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Comprehensive Background Checks for Licensed/Registered Child Care Individuals - YouTube
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Hello I'm Jim Hart, Director of Program
Operations for the New York State Office
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of Children and Family Services, Division
of Child Care Services. New York State
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takes the health and safety of our
children and child care programs very
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seriously,
That's why on April 1, 2019, legislation
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was enacted that grants the Office of
Children and Family Services the
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authority to implement requirements
mandated by the federal Child Care
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Development Block Grant Act of 2014.
Existing child care programs received
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information from the Office that outlines
the provisions of the comprehensive
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background check requirements including
the related expectation and procedures.
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In addition, the Office of Children and
Family Services has new regulations set
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to take effect on September 25, 2019. to
support implementation of these
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requirements. While there are additional
provisions in the regulations, this
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presentation is intended to help provide
you with the information necessary to
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fulfill the requirements and complete
the comprehensive background check
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process. The New York State Office of
Children and Family Services thanks you
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for your continued effort to provide
quality child care to the children and
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families of New York State.
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On April 1, 2019, New York State passed
legislation which gave the Office of
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Children and Family Services (OCFS) the
authority to implement statutory
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requirements included in the federal
Child Care Development Block Grant Act
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of 2014. This legislation has laid the
groundwork for new regulations. These
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regulatory changes include: comprehensive
background checks (CBC)s,
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annual inspections of child care
programs, annual training requirements,
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and additional enhanced health and
safety requirements in various areas.
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Other changes are needed to clarify or
amend existing regulatory citations.
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Visit the OCFS website to see the
proposed regulations and participate in
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the public comment period.
Today we are focusing on what you need
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to know about the comprehensive
background checks
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(CBCs). We will provide you with
information that affects your child care
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program and serves to clarify changes in
procedures and practice regarding the
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background clearance process. The
information in this presentation applies
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to OCFS regulated family, group family,
day care center, small day care center, and
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school-aged child care programs. While
the requirements are similar for Article
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47 day care centers in New York City
overseen by New York City Department of
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Health and Mental Hygiene,some of these
procedures may be different. For
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information regarding these programs,
please contact your DOHMH
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representative. Beginning September 25,
2019, new or prospective child care
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individuals in a child day care center,
small day care center, school-aged child
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care program, group family day care home,
or family day care will be subject to
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comprehensive background checks.
Background clearances must be completed
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for any perspective: operator, director,
employee, or volunteer, and any person age
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eighteen or older living in a family or
group family day care home. Existing
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individuals may continue to work in the
program as they have been. The checks
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will include a New York State criminal
history record check with the Division
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of Criminal Justice Services: a national
criminal record check with the Federal
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Bureau of Investigation (FBI), a search
of the New York State Sex Offender
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Registry, a check of the New York
Statewide Central Register of Child
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Abuse and Maltreatment (SCR),
a check by the Justice Center for the
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Protection of People with Special Needs
(SEL). The SEL is not a new check and
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includes individuals who have been
excluded from working with vulnerable
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people. This check will be completed by
OCFS. And a search of the National Sex
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Offender Registry using the National
Crime & Information Center. Please note
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the National Sex Offender Registry check
will be implemented at a later date. In
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addition, for any individual who resides
or resided outside of New York State in
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the past five years, the following
background checks will be required.
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A search of the criminal history
repository in each state where the
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individual resides or resided outside of
New York State. A search of any state sex
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offender registry or repository in each
state where the individual resides or
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resided outside of New York, and a search
of state-based child abuse or neglect
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repository in each state where the
individual resides or resided outside of
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New York. Now what does this mean for you
and your program? To accomplish the
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requirements for the comprehensive
background checks OCFS, has outlined a
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plan for implementation. For new or
prospective operators, directors,
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employees. or volunteers, who are not
living out of state and did not live out
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of state in the prior five years, they
must successfully complete the
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comprehensive background clearance
checks and receive
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successful notification from OCFS prior
to beginning in a program. How do I
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complete the clearance requirements?
Well OCFS has revised the clearance
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packet (6000 series). Each individual
current or prospective must complete
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these forms. This packet contains forms:
OCFS-6000 Required Forms in Clearance
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Lists, OCFS-6001 Child Care Provider, Staff and Volunteer Information, OCFS-6002
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Qualifications, OCFS-6003 References, OCFS-6004 Medical, OCFS-6005
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Criminal Conviction Statement, OCFS-6022 Staff Exclusion List, 4930 Request for
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Fingerprinting, and the LDSS-3370
Statewide Central Register Database
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Check Request. Instructions on where
forms should be mailed are included on
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OCFS-6000. These forms are available
on the OCFS website. When submitting
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documents make sure they are complete.
Incomplete documentation will delay this
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process. In the event a prospective
operator, director, employee, or a
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volunteer live or have lived out of
state in the past five years, they may be
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granted conditional approval due to the
additional processing timeframes that
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may result in completing the out-of-
state portion of the background checks.
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However, before they begin, the individual
must have successfully completed all
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other components of the comprehensive
background check and they cannot be left
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alone unsupervised with children until
the successful results are provided to
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the program by OCFS. CCDBG requires all
existing and currently cleared operators,
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directors, employees, volunteers, and
household members living in a family or
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group family day care home age 18 years
and older to
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complete the comprehensive background
check screenings in accordance with a
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schedule set forth by OCFS.
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If an individual has been separated from
a New York State child care program for
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more than 180 consecutive days, the
individual will need to undergo the
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comprehensive background check prior to
starting with a new program. If an
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individual has completed the
comprehensive background check and wants
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to work in a new program, their
fingerprint screening can be waived to
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the new program, but a new SCR and SEL
are needed. This individual may begin
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working at the new program while their
SCR and SEL are being processed. OCFS has
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developed an implementation schedule for
existing staff to complete this
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screening process. The schedule is based
on an individual's birth date.
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The schedule for existing staff is as
follows: each existing child care operator,
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director, employee, volunteer, and
household member over the age of 18, will
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schedule their fingerprinting
appointment within seven days before or
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after their birthday. For instance, if
your birthday is on May 15th, your
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fingerprint imaging appointment must
occur between May 8, and May 22, 2020.
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Existing individuals may continue to
work in the program as they have been.
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Given the high volume of individuals
required to undergo this process, it is
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imperative individuals follow the
schedule. Failure to follow the schedule
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may result in an individual not being
screened as required and cause
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unnecessary delays. There are federally
required, mandatory disqualifying
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conditions and offenses. It is possible
that individuals who have been approved
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prior may no longer be approved once
these additional background checks are
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completed. Disqualifying conditions
include: if an individual refuses to
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consent to the criminal background check,
knowingly makes a materially false
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statement in connection with such
criminal background check, is registered
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or is required to be registered on a
state or national sex offender registry.
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If the individual has been convicted of
a felony
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consisting of: murder, child abuse or
neglect, a crime against children
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including child pornography, spousal
abuse, a crime involving rape or sexual
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assault, kidnapping, arson, physical
assault or battery, or if the individual
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has been convicted of a violent
misdemeanor committed as an adult
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against a child including the following
crimes: child abuse, child endangerment,
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sexual assault or of a misdemeanor
involving child pornography. For daycare
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center in school-aged child care
programs, there will be changes in how
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your program will process and receive
information on the outcome of the
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background check screening process. A
background check approval notice will be
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sent to your program reflecting
completion of the process and
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conditional approval, if applicable, for
your employees and volunteers.
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All directors and those in family and group
family day care roles will receive an
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overall roll approval notice which
includes the approval of the background
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check screening process. once the process
is complete and conditional approval if
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applicable. Additional notifications and
procedures will be in place to address
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any individuals whose role is unable to
be approved due to conditions in their
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background check screening process. Day
care center and school-age child care
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programs will continue to enter data
from the Statewide Central Register
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database check form LDSS-3370 into the
Online Clearance System. However. this
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information will then be transmitted to
your program's licensor or registrar for
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submission to the
SCR. The regulator will also receive the
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results from the SCR as this information
will contribute to the overall
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background check process. It is important
when submitting database check requests
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to be sure you are assigning the correct
clearance category. Requests for new,
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prospective employees - a fee paying
category requires $25 to accompany the
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request. The Online Clearance System (OCS) allows programs to pay this fee
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using a credit card and OCFS strongly
encourages this practice as it will help
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expedite processing. If the program is
paying by a certified check, postal or
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bank money order,
tellers check, cashier's check, or agency
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check, it must be made payable to the New
York State Office of Children and Family
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Services in the amount of $25. The check
must also include the applicants name
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and the programs facility ID number. This
payment must then be mailed to the
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appropriate licensing, registration
office upon submission of the request in
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the Online Clearance System. The database
check will not be processed until the
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$25 fee is received by the OCFS
licensing or registration office.
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Untimely submission will result in a
delay of processing. Again, OCFS strongly
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encourages the use of credit card
payment. As a result of the comprehensive
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background check screening requirements,
it is important that your active staff
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list be current. Please review your staff
roster carefully and delete anyone who
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is not actively working in your program.
You should use form OCFS-4622
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Notice to Expunge Associated Fingerprint
Card and communicate this information to
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your licensor or registrar. OCFS
recognizes that implementing these
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changes may create challenges. We will
keep you informed as we progress through
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this process together.
Please continue to review the documents
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we send to you and visit the OCFS
website for updates. After we complete
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this initial process, the Child Care
Development Block Grant requires this
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process be redone at least once every
five years. Enhancing the background
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clearances of individuals associated
with child care programs is not only
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required under federal law, but improves
the well-being and safety of New York
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State's children in child care.
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